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Jobs: Compliance / RegulatoryCompliance / Legal
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AUSTRALIA Sydney, Melbourne
EUROPE UK, Ireland, Luxembourg, Switzerland, more...
USA New York City, Jersey City, Los Angeles, San Francisco, more...
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1-30 of 326 Jobs Company Location Date
Senior Investment Banking Compliance
Morgan McKinley
Salary: -
Australia-Sydney 01 Dec
A globally renowned investment bank with a strong Australian presence, is continuing to strengthen it’s compliance function.
Senior Compliance Manager, Capital Markets
Carmichael Fisher
Salary: Six Figure Salary Package
Australia-Sydney 01 Dec
Small team. Global Financial Institution. Opportunity to be a key player in the Australian Business.
Compliance Director - Equities / Wealth Management
SMF Recruitment
Salary: AUD $180k+
Australia-Sydney 01 Dec
Seeking an experienced Equities/Wealth Mgt Compliance professional to join one of the world's leading firms. Significant care...
Operational Risk Manager - Risk Profiling
SMF Recruitment
Salary: $120-140k+
Australia-Sydney 01 Dec
Excellent opportunity to set up new operational risk team supporting large financial planning business of leading Australian...
Quality Manager
Hays Accountancy & Financ...
Salary: Flexible & Negotiable
Australia-Melbourne 30 Nov
Our Client, a large Blue Chip organisation is currently seeking a Six Sigma Black Belt to assist, build and improve process m...
Manager Trustee Business Support
Hays Accountancy & Financ...
Salary: $120,000 to $140,000 plus...
Australia-Melbourne 30 Nov
Outstanding opportunity to provide trustee services support to the directors, head of trustee management, staff and customers...
Investment Manager / Operations Manager
Not Disclosed
Salary: Competitive
Australia-Melbourne 30 Nov
Operations & Compliance Focus, Strategic change initiative
Test recruiter
mickky mickky
Salary: £30000000
Australia-Melbourne 28 Nov
This is a test job posting. Please do not apply.
Compliance Sydney, Senior Professional
Morgan Stanley
Salary: not disclosed
Australia-Sydney 27 Nov
See job description below
Retail Asset Management Compliance Policy
Morgan McKinley
Salary: -
Australia-Sydney 26 Nov
Senior Compliance Manager Product and Senior Management Exposure Well respected team within the business
Senior Compliance Manager
SMF Recruitment
Salary: $110000 - $130000
Australia-Sydney 26 Nov
Leading wealth management group focusing on financial planning compliance.
Financial Planning Compliance Specialist
Morgan McKinley
Salary: -
Australia-Sydney 26 Nov
Well respected and Dynamic Fund Management firm Great senior management contact Excellent basic and package
Compliance Officer
Profusion Group
Salary: Above market package
Australia-Sydney 25 Nov
A new role with a growing Global Equity and Derivative Market Making and Proprietary Trading operation. Global offices, head...
Head of Compliance - Private Wealth Management
Robert Walters Australia
Salary: 180k+
Australia-Sydney 19 Nov
Prestigious global investment bank requires an experienced compliance professional to provide guidance and advice in heading...
Compliance Manager - Policy & Process
The Brooklyn Group
Salary: base + super + bonus
Australia-Sydney 18 Nov
One of Australia’s leading online brokers requires a Senior Compliance Manager to assist in creating a solid risk and complia...
Compliance Analyst
Reed Banking
Salary: Negotiable on experience
Australia-Melbourne 17 Nov
An opporunity to be an important part of a company. This is a varied role of Compliance Analyst within financial services.
Compliance Manager
Reed Banking
Salary: Negotiable + world class...
Australia-Sydney 11 Nov
Due to the continued growth of the business, including expansion in the number and complexity of products offered and the jur...
Director - Private Wealth Management
Taylor Root
Salary: Very attractive
Australia-Sydney 11 Nov
Pre-eminent global investment bank now seeks a high-calibre individual to compliment its existing compliance team based in Sy...
Senior Compliance Professional Sydney/Australia
Reed Banking
Salary: Vice President Level + Ex...
Australia-Sydney 10 Nov
This is an outstanding opportunity to work with one of the worlds largest financial services organisations. An employer of c...
Specialist Intervention Claims Assessor / Retail IP focus
Beaumont Consulting
Salary: $70K + $90K + Bonus (nego...
Australia-Sydney 29 Oct
Exciting new opportunity to take your Retail IP claims assessment skills to the next level! Join the strategy intervention te...
Senior Compliance Officer
Reed Banking
Salary: $80,000 - 90,000 Plus Sup...
Australia-Melbourne 23 Oct
Australian financial company in search for a talented Senior Compliance Officer looking for their next step in their career.
Financial Services Compliance Analyst
Not Disclosed
Salary: Competitive
USA-NY-New York City 01 Dec
BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and archived financial and market data, pri...
Company Secretarial Administrator
Macquarie
Salary: Information not provided
China-Hong Kong 01 Dec
Opportunity for a Company Secretarial Administrator in Mumbai to be responsible for the Company Secretarial function in India...
Mutual Fund Administrator
Not Disclosed
Salary: DOE
USA-NY-New York City 01 Dec
WisdomTree, a leading sponsor of Exchange Traded Funds, seeks a mutual fund administrator to mange its fund registration stat...
Compliance Officer
WisdomTree
Salary: DOE
USA-NY-New York City 01 Dec
WisdomTree, a leading sponsor of Exchange Traded Funds, seeks a Compliance Officer with mutual fund or asset management exper...
Account administrator, Legal/Compliance, FSA registrations
UBS AG
Salary: Excellent - Daily
UK-London 01 Dec
We are currently recruiting for an accounts administrator to work within cross product team within Central Compliance of the...
Director-Retirement Compliance (J5242)
BarkerGilmore, LLC
Salary: Base & Bonus
USA-CA-Los Angeles 01 Dec
Leading financial services company has a challenging new position for a Director, Retirement Compliance. The candidate will b...
Head of Compliance - Investment Management
Barclay Simpson
Salary: £100,000
UK-London 01 Dec
One of Europe's leading financial services firms currently have a requirement for a distinguished compliance professional to...
Senior Compliance Executive – Central Compliance Team
ARK Audit
Salary: £70,000
UK-London 01 Dec
This European Bank is looking for the Senior Compliance Executive will be responsible for various aspects of the work of the...
Compliance Analyst - Fluent German
Barclay Simpson
Salary: £28,000 - £45,000 dependa...
UK-London 01 Dec
This major financial markets trading house are actively seeking an established compliance professional to help service an exp...
Jobs: Compliance / Regulatory (1-30 of 326 Jobs)

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